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We believe our teamwork approach adds a broader perspective to all we do and provides increased benefits to our clients.

We can help you address:

  • Investing principles and strategies
  • Retirement investing and distribution strategies
  • Estate conservation issues
  • Risk management analysis

We also can answer your questions, including:

  • Can I retire early?
  • Are my investments working hard enough?
  • What’s a good approach for college savings?
  • What are the elements of a sound estate strategy?
  • Do I have enough life insurance for my family?

Our experienced professionals have helped many people just like you with similar issues and concerns. We can help you create an approach that is designed to address your individual situation.

Joseph Rosio

Investment Advisor Representative



  • Graduated from Pace University, New York, NY in 1986 with a Bachelor’s degree in Public Accounting.
  • Gained public accounting experience with several major accounting firms including Ernst & Young.
  • Held position of Vice President with investment bank Jefferies & Co. and NYC based institutional money manager Alliance Bernstein.


  • BBA – Public Accounting – Pace University, New York, NY
  • NYS CPA Lic No. 062080
  • TX CPA Lic No. 109545
  • Series 6
  • Series 63
  • Series 65